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Securities Markets

Securities Industry 

Securities Regulation
              

SECURITIES MARKETS

American Stock Exchange

Chicago Board of Trade

Kansas City Board of Trade

MidAmerica Commodity Exchange

Minneapolis Grain Exchange

NASDAQ

New York Mercantile Exchange

New York Stock Exchange

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SECURITIES INDUSTRY

North American Securities Administrators Association (NASAA)

Securities Industry and Financial Markets Association (SIFMA) (formerly Securities Industry Association - SIA)

Investment Company Institute (ICI)

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SECURITIES REGULATION

Securities Exchange Commission (SEC)

North American Securities Administrators Association (NASAA)

Financial Industry Regulatory Authority (FINRA)

FINRA Rules and Regulation

NASDAQ

Nasdaq News

New York Stock Exchange

International Organization of Securities Commissions (IOSCO)

SEC Edgar System Online

The Securities Lawyer

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